Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lewis Waldman | 4566228 | 8 | 12/11/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gustavo Santos Miramontes | 2338966 | 13 | 11/21/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Shakiba Tyshell Stephens | 2677413 | 3 | 11/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Keating | 2510363 | 4 | 11/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shakiba Tyshell Stephens | 2677413 | 3 | 11/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seth Martin | 2410569 | 4 | 10/27/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 6 | 10/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter J Navaretta | 4491039 | 1 | 10/16/2008 | Customer Dispute | Settled | $17,699.00 | $0.00 | See FINRA Report |
| Ethan Simeon Fingerer | 2295064 | 2 | 10/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Moulton | 4243044 | 1 | 09/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |