Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Manna Quarello | 4461542 | 7 | 03/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Thomas Ochal | 2245000 | 2 | 03/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony D'Ascoli | 4133420 | 3 | 03/12/2009 | Customer Dispute | Settled | $34,773.10 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jerome Naert | 1532335 | 3 | 02/24/2009 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 02/11/2009 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Gregory Paul Chinn | 1326314 | 2 | 01/28/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 01/21/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Lewis Dinkel | 1800456 | 5 | 12/30/2008 | Customer Dispute | Settled | $8,186.57 | $0.00 | See FINRA Report |