Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Edward Levin | 307771 | 3 | 06/11/2009 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 06/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 06/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew L Wolff | 2202514 | 2 | 05/26/2009 | Customer Dispute | Award / Judgment | $70,000.00 | $62,113.80 | See FINRA Report |
| William Dean Vanech | 1107791 | 5 | 05/20/2009 | Customer Dispute | Settled | $28,981.30 | $0.00 | See FINRA Report |
| Henry Benoit Scheuer | 1608677 | 3 | 05/16/2009 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Stanley Kalman King | 270120 | 7 | 04/30/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Jaffe | 1340770 | 8 | 04/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean C Sill | 1960536 | 5 | 04/28/2009 | Customer Dispute | Denied | $686,415.00 | $0.00 | See FINRA Report |
| Stanley Kalman King | 270120 | 7 | 04/27/2009 | Customer Dispute | Denied | $33,855.00 | $0.00 | See FINRA Report |