Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Kevin McFadden | 718564 | 4 | 09/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 09/08/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Eric Brian Rosenberg | 1027041 | 6 | 08/31/2009 | Customer Dispute | Settled | $133,545.00 | $0.00 | See FINRA Report |
| Jill Wilson Richardson | 1887447 | 1 | 08/19/2009 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 08/17/2009 | Customer Dispute | Denied | $7,000,000.00 | $0.00 | See FINRA Report |
| Peter James Muldowney | 2164998 | 3 | 08/14/2009 | Customer Dispute | Settled | $87,537,200.00 | $0.00 | See FINRA Report |
| Nolan Neil Metzger | 1283436 | 1 | 08/14/2009 | Customer Dispute | Closed-No Action | $360,000.00 | $0.00 | See FINRA Report |
| Feng Shen | 4445432 | 2 | 08/06/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shakiba Tyshell Stephens | 2677413 | 3 | 08/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Berens | 18877 | 7 | 07/31/2009 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |