Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Baines Iglow | 2783963 | 7 | 10/12/2009 | Customer Dispute | Award / Judgment | $15,403.00 | $17,121.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 10/12/2009 | Customer Dispute | Award / Judgment | $15,406.00 | $17,121.00 | See FINRA Report |
| David Staats Carey | 1224756 | 1 | 10/08/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Laurence Joseph Wulker | 834203 | 2 | 09/25/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 09/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 09/08/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Eric Brian Rosenberg | 1027041 | 6 | 08/31/2009 | Customer Dispute | Settled | $133,545.00 | $0.00 | See FINRA Report |
| Jill Wilson Richardson | 1887447 | 1 | 08/19/2009 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 08/17/2009 | Customer Dispute | Denied | $7,000,000.00 | $0.00 | See FINRA Report |
| Nolan Neil Metzger | 1283436 | 1 | 08/14/2009 | Customer Dispute | Closed-No Action | $360,000.00 | $0.00 | See FINRA Report |