Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean C Sill | 1960536 | 5 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan L Stephens | 2400351 | 4 | 01/20/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Gary Alan Chiate | 45672 | 1 | 01/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 01/13/2010 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| David Alan Kaslow | 2102487 | 1 | 01/06/2010 | Customer Dispute | Award / Judgment | $1,075,000.00 | $290,625.00 | See FINRA Report |
| Michael J Squellati | 2720722 | 5 | 12/18/2009 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 12/17/2009 | Customer Dispute | Settled | $5,450,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 12/17/2009 | Customer Dispute | Settled | $5,450,000.00 | $0.00 | See FINRA Report |
| David Jonathon Feigeles | 1530561 | 1 | 12/15/2009 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| John Brian Ogden | 736453 | 2 | 11/16/2009 | Customer Dispute | Settled | $28,305.00 | $0.00 | See FINRA Report |