Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Louise Greene | 1616048 | 3 | 08/28/2023 | Customer Dispute | Pending | $5,473,610.00 | $0.00 | See FINRA Report |
| Sophia Elena Haney | 6887787 | 1 | 08/21/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Davis | 2084509 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ariya Pejouhesh | 5059630 | 2 | 07/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tatiana J Zurek | 4079846 | 1 | 06/23/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ann Louise Greene | 1616048 | 3 | 06/16/2023 | Customer Dispute | Pending | $3,907,760.00 | $0.00 | See FINRA Report |
| Adam Ryan Jacobs | 4990788 | 2 | 06/14/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Jason Lee Chabek | 4237812 | 1 | 06/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Andrew Evans | 6777260 | 1 | 06/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Baines Iglow | 2783963 | 9 | 05/25/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |