Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Harrington | 237655 | 6 | 02/14/2011 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Stephen Alan Jaffe | 1340770 | 8 | 02/09/2011 | Customer Dispute | Settled | $1,060,390.00 | $0.00 | See FINRA Report |
| Peter Henry Wagner | 1003080 | 5 | 01/31/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Stephen James Connaughton | 2321690 | 3 | 01/19/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Despina None Koxarakis | 4230457 | 1 | 01/19/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Craig Lyle Platt | 1551026 | 3 | 12/31/2010 | Customer Dispute | Settled | $1,925,000.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Weinstein | 2252636 | 4 | 12/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Eklund | 1534788 | 2 | 12/15/2010 | Customer Dispute | Withdrawn | $2,750,000.00 | $0.00 | See FINRA Report |
| Ronald Stephen Baruch | 872783 | 1 | 12/13/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Spitzer Brown | 1610416 | 2 | 12/07/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |