Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Anthony Wiener | 2378132 | 1 | 01/06/2012 | Customer Dispute | Award / Judgment | $22,099.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Liddy | 1924764 | 3 | 01/05/2012 | Customer Dispute | Denied | $103,400.00 | $0.00 | See FINRA Report |
| Anita Marie Daguilar | 1726303 | 3 | 01/03/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Reynolds | 1639111 | 1 | 12/28/2011 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Alberto Castaner | 1603341 | 9 | 11/29/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Ridge | 2448452 | 1 | 11/28/2011 | Customer Dispute | Denied | $93,600.00 | $0.00 | See FINRA Report |
| Henry Benoit Scheuer | 1608677 | 3 | 10/10/2011 | Customer Dispute | Denied | $9,663.00 | $0.00 | See FINRA Report |
| George M Schwartz | 1454567 | 2 | 10/04/2011 | Customer Dispute | Settled | $8,562.14 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 09/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Leyden | 1273686 | 1 | 09/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |