Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Ann Young | 1212624 | 1 | 10/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seth Martin | 2410569 | 4 | 10/24/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 10/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Weinberg | 1373626 | 2 | 10/17/2012 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 10/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg William Whelan | 1192743 | 6 | 09/24/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Philip Merlo | 2321726 | 2 | 08/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Dileo | 4808132 | 1 | 07/23/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harold Loyd Perkins | 851390 | 4 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 06/08/2012 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |