Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Merlo | 2321726 | 2 | 08/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Dileo | 4808132 | 1 | 07/23/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harold Loyd Perkins | 851390 | 4 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| John Patrick Harrington | 237655 | 6 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 6 | 06/08/2012 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Christopher John Nicolosi | 2109197 | 4 | 06/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy James Shocklee | 2323754 | 2 | 05/30/2012 | Customer Dispute | Award / Judgment | $736,653.00 | $0.00 | See FINRA Report |
| Anthony A Pell | 4510019 | 1 | 05/30/2012 | Customer Dispute | Settled | $42,500.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Liddy | 1924764 | 3 | 05/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Lewis Dinkel | 1800456 | 5 | 05/21/2012 | Customer Dispute | Settled | $15,409.00 | $0.00 | See FINRA Report |