Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stella Ma Desantis | 2621705 | 7 | 06/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Aloysius Nash | 858530 | 2 | 05/24/2013 | Customer Dispute | Settled | $383,183.00 | $0.00 | See FINRA Report |
| Eric Brian Rosenberg | 1027041 | 6 | 05/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Donald Sayers | 1137566 | 1 | 05/08/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas John Hall | 5353394 | 1 | 04/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seth Martin | 2410569 | 4 | 04/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald McPherrin Weller | 5729143 | 2 | 04/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven R Baaden | 1266766 | 9 | 03/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Lewis Dinkel | 1800456 | 5 | 03/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven R Baaden | 1266766 | 9 | 02/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |