Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lewis Dinkel | 1800456 | 5 | 12/11/2012 | Customer Dispute | Settled | $46,197.80 | $0.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 11/26/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Manougian | 2293270 | 4 | 11/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Benoit Scheuer | 1608677 | 3 | 11/14/2012 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Owen Bruce Rosenblum | 1251823 | 2 | 11/09/2012 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Sharon Ann Young | 1212624 | 1 | 10/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seth Martin | 2410569 | 4 | 10/24/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 10/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Weinberg | 1373626 | 2 | 10/17/2012 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 10/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |