Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Hernan Vatterott | 1263265 | 4 | 12/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul A Damiba | 2473001 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian Thomas Bannon | 7527029 | 1 | 11/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| E Matthew Steinberg | 2430032 | 1 | 11/15/2023 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 4 | 11/13/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gold | 1010319 | 4 | 11/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Thomas Ochal | 2245000 | 2 | 11/10/2023 | Customer Dispute | Denied | $20,188.70 | $0.00 | See FINRA Report |
| Randy Farzin Moshtael | 1036474 | 3 | 11/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 10/10/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Brian Keith Werdesheim | 2351265 | 4 | 09/12/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |