Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Jonathon Feigeles | 1530561 | 2 | 06/08/2022 | Customer Dispute | Pending | $3,500,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Orourke | 1644712 | 2 | 05/24/2022 | Customer Dispute | Denied | $314,002.00 | $0.00 | See FINRA Report |
| Andrew Michienzi | 1540292 | 2 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy David Jefferson | 4444433 | 1 | 05/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ariya Pejouhesh | 5059630 | 1 | 05/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Manna Quarello | 4461542 | 6 | 05/09/2022 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Lazos | 4563160 | 1 | 04/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zachary Ellis Taylor | 6074776 | 2 | 04/20/2022 | Customer Dispute | Pending | $417,667.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gold | 1010319 | 2 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alice Beth Leopold-Benintendi | 1547235 | 2 | 02/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |