Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Scott Gold | 1010319 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Arthur Allen | 2287824 | 4 | 03/22/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Logan W Shalmi | 6206579 | 1 | 02/27/2024 | Customer Dispute | Pending | $99,000.00 | $0.00 | See FINRA Report |
| John Devlin Mann | 6715021 | 1 | 02/14/2024 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 02/14/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Abel Lukose Oonnoonny | 3121406 | 1 | 02/13/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Lazos | 4563160 | 2 | 01/31/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Lazos | 4563160 | 2 | 01/16/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Eric Andrew Scroggins | 1715830 | 1 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Perren Thomas | 4590509 | 1 | 01/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |