Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Petar Alexiev Arizanov | 4804419 | 1 | 01/22/2019 | Customer Dispute | Settled | $190,463.00 | $0.00 | See FINRA Report |
| Susan Jeanette Callari | 2874655 | 1 | 01/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melissa Murphy Pavone | 5052186 | 1 | 01/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gold | 1010319 | 2 | 01/03/2019 | Customer Dispute | Settled | $414,389.00 | $0.00 | See FINRA Report |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 12/26/2018 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 12/17/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Irene Anne Kosik | 1767742 | 1 | 12/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Marino | 2583942 | 1 | 11/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Alberto Rosario | 4593449 | 21 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Santos Miramontes | 2338966 | 13 | 11/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |