Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Keith Sullivan | 439634 | 1 | 07/21/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Meinke Kuhn | 836837 | 1 | 10/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Brian Schaum | 1099016 | 5 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |