Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lewis Waldman | 4566228 | 8 | 06/09/2017 | Customer Dispute | Withdrawn | $1,500,000.00 | $0.00 | See FINRA Report |
| Gail F Perrymason | 1843678 | 8 | 04/10/2017 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Harold Loyd Perkins | 851390 | 4 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Jonathan Charles Eklund | 1534788 | 2 | 12/15/2010 | Customer Dispute | Withdrawn | $2,750,000.00 | $0.00 | See FINRA Report |
| Christopher Francis Sullivan | 4731737 | 1 | 08/18/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Alexander Lanzman | 2878438 | 2 | 02/17/2003 | Customer Dispute | Withdrawn | $37,000.00 | $0.00 | See FINRA Report |
| Alexander Lanzman | 2878438 | 2 | 08/07/2001 | Customer Dispute | Withdrawn | $34,669.80 | $0.00 | See FINRA Report |
| Serafin Paed Aquino | 1603285 | 4 | 05/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |