Potomac Analytics' Logo

FINRA Broker Disclosures for Oppenheimer & Co. Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-20 out of 342 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Morton S Tinkelman447182204/12/2021Customer DisputeSettled$55,245.00$0.00See FINRA Report
Mark Allen Frommer1553129604/01/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Harvey Mark Ross1361657103/16/2021Customer DisputeSettled$710,695.00$0.00See FINRA Report
Steven R Baaden1266766902/03/2021Customer DisputeSettled$0.00$0.00See FINRA Report
David Robert Burke815091301/29/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Thomas Montville2037595201/21/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Lawrence Harkavy2218203101/15/2021Customer DisputeSettled$24,380.00$0.00See FINRA Report
James Arthur Allen2287824410/13/2020Customer DisputeSettled$160,000.00$0.00See FINRA Report
Russell Ogan1517211105/14/2020Customer DisputeSettled$40,000.00$0.00See FINRA Report
Luis Alberto Rosario45934492105/11/2020Customer DisputeSettled$20,000.00$0.00See FINRA Report

342 Results

Display: