Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Iovino | 1393469 | 7 | 05/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Chinn | 1326314 | 2 | 04/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Harold David | 1739405 | 4 | 10/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Murphy | 1659955 | 2 | 06/09/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Hollis Ingraham | 1549949 | 1 | 12/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Lowe | 1048806 | 2 | 11/27/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul J Colligan | 1611890 | 4 | 01/19/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Murphy | 1659955 | 2 | 10/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Valeo | 452290 | 2 | 08/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Willard Finley | 207950 | 2 | 12/29/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |