Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Squellati | 2720722 | 5 | 07/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Roden | 402187 | 2 | 08/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Riley Marie Rogers | 2425642 | 1 | 02/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 07/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 05/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 01/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 06/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence Marc Stanger | 1805575 | 1 | 05/12/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 11/18/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 10/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |