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FINRA Broker Disclosures for Oppenheimer & Co. Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 62 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter James Muldowney2164998310/10/2005RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Howard Tate1094496512/22/2004RegulatoryFinal$0.00$0.00See FINRA Report
Charles Marc Shalmi1293269908/03/2004RegulatoryFinal$0.00$0.00See FINRA Report
Gail F Perrymason1843678804/05/2004RegulatoryFinal$0.00$0.00See FINRA Report
David Alexander Hertl2154822508/13/2003RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Iovino1393469712/10/2002RegulatoryFinal$0.00$0.00See FINRA Report
Lawrence Harold David1739405411/13/2002RegulatoryFinal$0.00$0.00See FINRA Report
Albert Grinsfelder Lowenthal313519103/26/2001RegulatoryFinal$0.00$0.00See FINRA Report
Lawrence Harold David1739405402/12/2001RegulatoryFinal$0.00$0.00See FINRA Report
Sayke Robert Reilley2814096311/09/2000RegulatoryFinal$0.00$0.00See FINRA Report

62 Results

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