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FINRA Broker Disclosures for Oppenheimer & Co. Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 62 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Demos Argyros1325219601/24/2020RegulatoryFinal$0.00$0.00See FINRA Report
David C Vanech5195259209/20/2019RegulatoryFinal$0.00$0.00See FINRA Report
Lawrence R Wilkes467113208/04/2017RegulatoryFinal$0.00$0.00See FINRA Report
Josette Lee Greechan1714280301/30/2017RegulatoryFinal$0.00$0.00See FINRA Report
David Alexander Hertl2154822512/13/2016RegulatoryFinal$0.00$0.00See FINRA Report
Mark Eric Zuckerman1684211103/03/2016RegulatoryFinal$0.00$0.00See FINRA Report
Eric Robert Gauster2416301603/03/2016RegulatoryFinal$0.00$0.00See FINRA Report
Loren Gary Ben815757203/03/2016RegulatoryFinal$0.00$0.00See FINRA Report
Bill Michael Friedrich3208059702/09/2016RegulatoryFinal$0.00$0.00See FINRA Report
David Alexander Hertl2154822508/10/2015RegulatoryFinal$0.00$0.00See FINRA Report

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