Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Bernard Gold | 1234570 | 3 | 01/09/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Andre Venzara | 1565357 | 3 | 12/28/1998 | Customer Dispute | Pending | $41,667.00 | $0.00 | See FINRA Report |
| Gail F Perrymason | 1843678 | 8 | 11/01/1994 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Michael John Hoctor | 855965 | 1 | 08/11/1987 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |