Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Michael Davis | 2084509 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ann Louise Greene | 1616048 | 3 | 06/16/2023 | Customer Dispute | Pending | $3,907,760.00 | $0.00 | See FINRA Report |
| Adam Ryan Jacobs | 4990788 | 2 | 06/14/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 05/25/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 05/25/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Guy Robert Presutti | 1196621 | 4 | 03/01/2023 | Customer Dispute | Pending | $1,450,000.00 | $0.00 | See FINRA Report |
| Steven Benny Restifo | 1708245 | 1 | 06/01/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 08/18/2008 | Customer Dispute | Pending | $356,700.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 11/04/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Frederick Schaefer | 2125180 | 2 | 02/25/2002 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |