Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seldon Taylor Clarke | 728040 | 2 | 04/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Walker Sprague | 1012467 | 2 | 02/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Seldon Taylor Clarke | 728040 | 2 | 01/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shakiba Tyshell Stephens | 2677413 | 3 | 08/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shakiba Tyshell Stephens | 2677413 | 3 | 11/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shakiba Tyshell Stephens | 2677413 | 3 | 11/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |