Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Howard Jarrell | 5265165 | 4 | 12/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Marie Madeley | 2266624 | 1 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John B Lawler | 2155307 | 2 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail F Perrymason | 1843678 | 8 | 02/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lee Johnson | 1881590 | 1 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Joseph Marino | 2583942 | 1 | 11/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Frank Montaldo | 2171979 | 1 | 10/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail F Perrymason | 1843678 | 8 | 09/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail F Perrymason | 1843678 | 8 | 07/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail F Perrymason | 1843678 | 8 | 09/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |