Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bill Michael Friedrich | 3208059 | 7 | 02/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Andrew Allen | 2764225 | 1 | 01/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Michael Friedrich | 3208059 | 7 | 12/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Michael Friedrich | 3208059 | 7 | 12/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Michael Friedrich | 3208059 | 7 | 12/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Michael Friedrich | 3208059 | 7 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Michael Friedrich | 3208059 | 7 | 10/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Silvia | 4157668 | 1 | 09/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Bergouignan-Sotolongo | 3242266 | 1 | 04/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Johnson | 2434723 | 1 | 02/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |