Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Valeo | 452290 | 2 | 08/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Willard Finley | 207950 | 2 | 12/29/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 12/31/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Sullivan | 439634 | 1 | 07/21/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |