Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Michael Davis | 2084509 | 2 | 07/24/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Orourke | 1644712 | 2 | 10/19/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Mark Kosakevitch | 2853695 | 1 | 06/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernest Sean Mishne | 2091091 | 4 | 03/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jerome Naert | 1532335 | 3 | 10/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Harvey Olephant | 1219613 | 5 | 09/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Robert Riffle | 1742904 | 2 | 10/13/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Iovino | 1393469 | 7 | 06/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Thomas Montville | 2037595 | 2 | 04/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul J Colligan | 1611890 | 4 | 10/05/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |