Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Alan Schwartzman | 1289701 | 2 | 11/29/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonard Joseph Silvester | 2196632 | 5 | 10/22/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 12/22/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Farzin Moshtael | 1036474 | 3 | 09/06/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael J Squellati | 2720722 | 5 | 03/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alexander Hertl | 2154822 | 5 | 08/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Meskunas | 1978055 | 2 | 05/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gajendra Kumar Suri | 1500945 | 1 | 10/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Shane Kahane | 2271030 | 4 | 05/13/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Veronica Mary Rogan | 1203635 | 1 | 01/09/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |