Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Vlahoulis | 1039742 | 6 | 04/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Feng Shen | 4445432 | 2 | 08/06/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Alan Jaffe | 1340770 | 8 | 04/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Manna Quarello | 4461542 | 7 | 03/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Eugene Butcher | 4352193 | 1 | 01/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynley R Cavanaugh | 2068065 | 1 | 12/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Craig Salk | 1595150 | 2 | 05/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Robert Gauster | 2416301 | 6 | 03/24/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sherry Lynn Buhrle | 1683581 | 1 | 06/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Allen Walker | 1085374 | 2 | 05/18/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |