Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Kevin McFadden | 718564 | 4 | 10/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George W Fellows | 1085138 | 4 | 10/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher John Nicolosi | 2109197 | 4 | 06/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Regina Mitchell | 734643 | 1 | 03/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Alan Cooper | 1161357 | 4 | 03/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Shulman | 1091024 | 5 | 08/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Stuart Heller | 2303462 | 1 | 09/20/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dean Vanech | 1107791 | 5 | 08/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stan Howard Dreyfuss | 1137745 | 3 | 08/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Alan Jaffe | 1340770 | 8 | 07/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |