Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Josette Lee Greechan | 1714280 | 3 | 11/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ananth Muniyappa | 5307650 | 1 | 05/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Meyer Zahl | 2533940 | 2 | 06/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael J Squellati | 2720722 | 5 | 12/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Gray Smith | 835321 | 1 | 10/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gavin Thomas Natelli | 2218909 | 2 | 06/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley Kalman King | 270120 | 7 | 01/06/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Howard Jarrell | 5265165 | 4 | 10/21/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Henry Wagner | 1003080 | 5 | 08/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Peter Wallace | 2232489 | 1 | 06/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |