Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Richard Walsh | 722847 | 1 | 06/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Alan Hartzmark | 1106323 | 3 | 06/05/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory James Miller | 1043259 | 4 | 10/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dean Vanech | 1107791 | 5 | 04/03/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |