Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Brian Rosenberg | 1027041 | 6 | 08/30/2013 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Andrew Seth Martin | 2410569 | 4 | 04/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Merlo | 2321726 | 2 | 08/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 06/08/2012 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Omri Amit | 5799870 | 1 | 01/16/2012 | Customer Dispute | Denied | $188,097.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Liddy | 1924764 | 3 | 01/05/2012 | Customer Dispute | Denied | $103,400.00 | $0.00 | See FINRA Report |
| Michael Joseph Ridge | 2448452 | 1 | 11/28/2011 | Customer Dispute | Denied | $93,600.00 | $0.00 | See FINRA Report |
| Henry Benoit Scheuer | 1608677 | 3 | 10/10/2011 | Customer Dispute | Denied | $9,663.00 | $0.00 | See FINRA Report |
| Paul Joseph Leyden | 1273686 | 1 | 09/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Aloysius Nash | 858530 | 2 | 08/16/2011 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |