Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Rosenmayer | 2352488 | 23 | 07/17/2014 | Customer Dispute | Denied | $40,698.80 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 07/17/2014 | Customer Dispute | Denied | $283,784.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 05/28/2014 | Customer Dispute | Denied | $360,000.00 | $0.00 | See FINRA Report |
| Brian Keith Werdesheim | 2351265 | 4 | 02/25/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 02/25/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Kalman King | 270120 | 7 | 01/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Pallitto | 4334247 | 1 | 01/07/2014 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Morton S Tinkelman | 447182 | 2 | 12/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Richard Gross | 1498914 | 1 | 12/05/2013 | Customer Dispute | Denied | $70,373.80 | $0.00 | See FINRA Report |
| Stanley Kalman King | 270120 | 7 | 11/15/2013 | Customer Dispute | Denied | $20,884.00 | $0.00 | See FINRA Report |