Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lewis Waldman | 4566228 | 8 | 04/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Rolando Mercado | 2492771 | 1 | 01/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Austin Whitney Verity | 2180858 | 2 | 01/18/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Gregory Michael Boyle | 1206885 | 2 | 07/14/2015 | Customer Dispute | Denied | $6,219.40 | $0.00 | See FINRA Report |
| Mark Alan Kirby | 2206886 | 1 | 03/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Lewis Waldman | 4566228 | 8 | 12/01/2014 | Customer Dispute | Denied | $31,101.00 | $0.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 10/06/2014 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Alice Beth Leopold-Benintendi | 1547235 | 2 | 08/20/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 07/17/2014 | Customer Dispute | Denied | $40,698.80 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 07/17/2014 | Customer Dispute | Denied | $283,784.00 | $0.00 | See FINRA Report |