Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Alexander Caione | 2200691 | 1 | 03/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Hal Reback | 1109591 | 1 | 03/09/2017 | Customer Dispute | Denied | $83,031.00 | $0.00 | See FINRA Report |
| Josette Lee Greechan | 1714280 | 3 | 09/29/2016 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 07/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Ben Seid | 2543821 | 1 | 06/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Johannes Stahlie | 2951371 | 1 | 05/31/2016 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 05/27/2016 | Customer Dispute | Denied | $6,268.90 | $0.00 | See FINRA Report |
| John D Coombs | 1264907 | 3 | 05/17/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Marc Damon Petrognani | 2866126 | 1 | 04/28/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Patrick James Hudec | 1534203 | 3 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |