Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Joseph Standish | 2713559 | 1 | 02/26/2019 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Irene Anne Kosik | 1767742 | 1 | 12/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Burke Twomey | 2317520 | 1 | 09/12/2018 | Customer Dispute | Denied | $276,389.00 | $0.00 | See FINRA Report |
| Dawn M Ehret | 5149505 | 2 | 08/18/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Peter Paul Rembalsky | 2185734 | 5 | 08/18/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas E Coughlin | 826112 | 1 | 08/18/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Dawn M Ehret | 5149505 | 2 | 05/01/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Peter Paul Rembalsky | 2185734 | 5 | 05/01/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Ralph Milburn Jones | 860887 | 2 | 04/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anita Marie Daguilar | 1726303 | 3 | 03/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |