Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace McRae Davis | 1532144 | 4 | 03/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ralph Louis Yovane | 1886432 | 1 | 01/13/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Ernst Chapman | 2736738 | 1 | 01/08/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John James Pescatore | 2183696 | 2 | 10/23/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Michael Boyle | 1206885 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 4 | 11/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Edward Allen | 2712784 | 1 | 11/13/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan Simeon Fingerer | 2295064 | 2 | 11/11/1997 | Customer Dispute | Denied | $92,940.00 | $0.00 | See FINRA Report |
| William John Vlahoulis | 1039742 | 6 | 09/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |