Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drake Rodney Sacks | 1537436 | 1 | 12/19/2000 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stella Ma Desantis | 2621705 | 7 | 12/11/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence R Wilkes | 467113 | 2 | 09/29/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leonard Joseph Silvester | 2196632 | 5 | 08/29/2000 | Customer Dispute | Denied | $15,285.10 | $0.00 | See FINRA Report |
| Jerald Jay Hymen | 1379370 | 6 | 08/23/2000 | Customer Dispute | Denied | $42,398.00 | $0.00 | See FINRA Report |
| Christopher John Nicolosi | 2109197 | 4 | 07/05/2000 | Customer Dispute | Denied | $90,618.50 | $0.00 | See FINRA Report |
| Guy Robert Presutti | 1196621 | 4 | 06/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Manougian | 2293270 | 3 | 06/08/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Willard Finley | 207950 | 2 | 05/22/2000 | Customer Dispute | Denied | $8,400.00 | $0.00 | See FINRA Report |
| Larissa Anna Poindexter | 1298572 | 1 | 08/10/1999 | Customer Dispute | Denied | $10,581.00 | $0.00 | See FINRA Report |