Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Sheriff | 703530 | 1 | 09/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff David Neely | 2258672 | 1 | 09/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Preston Findley | 2824069 | 1 | 07/23/2001 | Customer Dispute | Denied | $208,360.00 | $0.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 04/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven David Schultz | 1764802 | 1 | 04/16/2001 | Customer Dispute | Denied | $146,668.00 | $0.00 | See FINRA Report |
| John Anthony Meskunas | 1978055 | 2 | 04/13/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Lori Judith Rappaport-Steiner | 1938873 | 2 | 03/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Clark | 1893501 | 3 | 03/15/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 01/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 12/29/2000 | Customer Dispute | Denied | $41,100.00 | $0.00 | See FINRA Report |