Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Joseph Silvester | 2196632 | 5 | 04/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Steinfeld | 1470209 | 4 | 03/06/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Matthew Alan Steinfeld | 1470209 | 4 | 03/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony D'Ascoli | 4133420 | 3 | 01/31/2023 | Customer Dispute | Denied | $198,480.00 | $0.00 | See FINRA Report |
| Willcox Keith Bailey | 1052935 | 2 | 12/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Frederick Nock | 726178 | 1 | 11/29/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Orourke | 1644712 | 2 | 05/24/2022 | Customer Dispute | Denied | $314,002.00 | $0.00 | See FINRA Report |
| Luis A Garcia | 4143376 | 1 | 01/27/2022 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Anita Marie Daguilar | 1726303 | 3 | 01/03/2022 | Customer Dispute | Denied | $44,089.00 | $0.00 | See FINRA Report |