Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace McRae Davis | 1532144 | 4 | 10/18/2002 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Jerald Jay Hymen | 1379370 | 6 | 08/22/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| James Hugh Williams | 717858 | 1 | 08/20/2002 | Customer Dispute | Denied | $27,547.00 | $0.00 | See FINRA Report |
| Harold Loyd Perkins | 851390 | 4 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Manougian | 2293270 | 3 | 08/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Oshaughnessey | 353813 | 1 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stella Ma Desantis | 2621705 | 7 | 07/08/2002 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 07/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark George Serrian | 1774263 | 2 | 06/07/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Edward Doherty | 500784 | 2 | 04/25/2002 | Customer Dispute | Denied | $26,874.20 | $0.00 | See FINRA Report |