Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Monaco | 2119652 | 4 | 10/13/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Offer Ben Tidhar | 2011372 | 1 | 07/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Babaz | 2373008 | 4 | 05/20/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Howard Tate | 1094496 | 5 | 05/20/2003 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 4 | 04/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 04/07/2003 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Demos Argyros | 1325219 | 6 | 03/06/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Earl Tipton | 820601 | 4 | 11/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Werdesheim | 2351265 | 4 | 11/04/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 11/04/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |