Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Glynn | 1072743 | 1 | 11/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Joseph | 1049825 | 1 | 11/05/2004 | Customer Dispute | Denied | $267,458.00 | $0.00 | See FINRA Report |
| David Robert Burke | 815091 | 3 | 10/27/2004 | Customer Dispute | Denied | $50,160.00 | $0.00 | See FINRA Report |
| Robert J Daries | 2384902 | 2 | 08/23/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Hollis Lynn Herman | 1329982 | 1 | 06/29/2004 | Customer Dispute | Denied | $11,160.00 | $0.00 | See FINRA Report |
| Eric David Gartland | 2134085 | 1 | 06/21/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Howard Lazarus | 1111946 | 1 | 04/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/22/2004 | Customer Dispute | Denied | $25,300.00 | $0.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 02/02/2004 | Customer Dispute | Denied | $205,148.00 | $0.00 | See FINRA Report |
| Eric A Keller | 2482337 | 2 | 10/28/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |