Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Rosenmayer | 2352488 | 23 | 02/01/2006 | Customer Dispute | Denied | $52,416.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 11/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 09/30/2005 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Jack Meyer Zahl | 2533940 | 2 | 07/28/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brian Keith Werdesheim | 2351265 | 4 | 07/01/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 07/01/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Mark Benjamin Wickard | 1461822 | 1 | 06/06/2005 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Mitchell Todd Edenbaum | 2485651 | 2 | 05/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Hillyer Connerat | 1163686 | 2 | 03/23/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Phillip Walker Sprague | 1012467 | 2 | 12/29/2004 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |