Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Schwocho-Tunnecliffe | 2505611 | 1 | 06/01/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 03/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James George Beyloune | 1855391 | 1 | 02/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 11/06/2006 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Robert John Murphy | 1226620 | 4 | 10/18/2006 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Alexandra Alexis Anthony | 1747868 | 1 | 06/07/2006 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John Howard Kay | 1298675 | 2 | 04/28/2006 | Customer Dispute | Denied | $5,660.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 04/18/2006 | Customer Dispute | Denied | $15,026.00 | $0.00 | See FINRA Report |
| Mitchell Lynne Everitt | 1501262 | 1 | 03/31/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Odell | 2284725 | 3 | 03/23/2006 | Customer Dispute | Denied | $9,920.52 | $0.00 | See FINRA Report |