Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Joseph Wulker | 834203 | 2 | 06/18/2008 | Customer Dispute | Denied | $6,378.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 06/06/2008 | Customer Dispute | Denied | $418,430.00 | $0.00 | See FINRA Report |
| Darryl Jadwick Lynch | 1313519 | 3 | 04/08/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Andrea Loughlin | 722450 | 1 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Green | 4183960 | 1 | 10/25/2007 | Customer Dispute | Denied | $12,257.00 | $0.00 | See FINRA Report |
| Lance Gordon Rounds | 2855963 | 2 | 10/01/2007 | Customer Dispute | Denied | $28,229.00 | $0.00 | See FINRA Report |
| Jorge Issac Montealegre | 1799139 | 6 | 08/22/2007 | Customer Dispute | Denied | $42,490.40 | $0.00 | See FINRA Report |
| Jorge Issac Montealegre | 1799139 | 6 | 08/20/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jorge Issac Montealegre | 1799139 | 6 | 08/12/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 07/17/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |