Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Paul Chinn | 1326314 | 2 | 01/28/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 01/21/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 10/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Moulton | 4243044 | 1 | 09/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher John Nicolosi | 2109197 | 4 | 09/22/2008 | Customer Dispute | Denied | $20,901.00 | $0.00 | See FINRA Report |
| Sean C Sill | 1960536 | 5 | 09/17/2008 | Customer Dispute | Denied | $17,353.10 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Karl Harchick | 2559803 | 1 | 08/19/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 07/01/2008 | Customer Dispute | Denied | $259,734.00 | $0.00 | See FINRA Report |